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U.S. Securities and Exchange Commission
Results: 20323

#	Item
801	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 14:24:06 United States administrative law U.S. Securities and Exchange Commission Government Law New Deal agencies Administrative law judge Judges
802	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:52:34 Broker-dealer Fixed income market U.S. Securities and Exchange Commission Financial system Motion Securities Exchange Act Finance Financial economics United States Securities and Exchange Commission United States securities law
803	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 20:12:34 OTC Markets Group Ticker symbol Securities Exchange Act Finance U.S. Securities and Exchange Commission Stock market Financial economics Investment
804	IMPORTANT NOTICE THIS BASE PROSPECTUS MAY ONLY BE DISTRIBUTED TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED IN REGULATION S ("REGULATION S") UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT")) AND Add to Reading List Source URL: www.upp-ltd.com Language: English - Date: 2015-01-20 11:13:47 Investment Economics United States securities law Finance United States Securities and Exchange Commission Prospectus Securities Act Credit rating agency Bond Financial economics Stock market Securities
805	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 28, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-28 15:11:02 73rd United States Congress United States securities law Administrative law Administrative proceeding U.S. Securities and Exchange Commission Motion Securities Exchange Act Securities and Exchange Commission Public administration Law United States Securities and Exchange Commission Government
806	Investor Advisory Committee Meeting: Notice of Meeting Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-18 11:26:06 73rd United States Congress United States Securities and Exchange Commission SEC filings U.S. Securities and Exchange Commission Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Finance Regulation S-K United States securities law Financial regulation Late-2000s financial crisis
807	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 9, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-09 16:12:34 Financial regulation Finance Economy of the United States New Deal Securities Act U.S. Securities and Exchange Commission Certified Public Accountant Securities Exchange Act Accountant United States securities law 73rd United States Congress United States Securities and Exchange Commission
808	Case 2:15-cvDocument 1 FiledPage 1 of 30 Page ID #: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 15:58:58 Economics Life insurance Universal life insurance Whole life insurance Securitization Viatical settlement U.S. Securities and Exchange Commission Insurance Financial economics Investment
809	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 24, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 16:09:19 Financial economics Economics 73rd United States Congress United States Securities and Exchange Commission Corporate finance Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Insider trading United States securities law Corruption Financial system
810	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 20-F REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES Add to Reading List Source URL: www.westpac.com.au Language: English - Date: 2014-08-22 09:23:52 Business International Financial Reporting Standards Annual report Westpac Income statement Australian Securities Exchange U.S. Securities and Exchange Commission Federal Reserve System Regulation S-K Finance Accountancy Financial statements